Ji Yeon Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ji Yeon Lee, CE reference AVV218. Currently licensed at 1 firm(s): Mirae Asset Securities (HK) Limited . Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-03-23 | present |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2020-03-23 | present |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-01 | 2020-03-23 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-01 | 2020-03-23 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-02-11 | 2017-02-28 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-27 | 2017-02-28 |