Kaiwen Zheng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kaiwen Zheng (鄭凱文), a licensed Representative with CE reference BCU977. Currently licensed at 2 firm(s): China Galaxy International Securities (Hong Kong) Co., Limited, China Galaxy International Futures (Hong Kong) Co., Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 12.5 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-07-03 | present |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-07-03 | present |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-12 | 2020-05-05 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-01-12 | 2020-05-05 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-24 | 2014-11-27 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-01-24 | 2014-11-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kaiwen Zheng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.