Kok Fook Chung
曾国富
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kok Fook Chung (曾国富), CE reference ASY849. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kings Securities Limited 乾途證券有限公司 |
RO | Type 9 — Asset management | 2021-04-01 | 2026-04-15 |
| Kings Securities Limited 乾途證券有限公司 |
Rep | Type 9 — Asset management | 2019-09-02 | 2021-04-01 |
| Kings Securities Limited 乾途證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-20 | 2026-04-15 |
| Kings Securities Limited 乾途證券有限公司 |
RO | Type 4 — Advising on securities | 2019-05-20 | 2026-04-15 |
| Kings Securities Limited 乾途證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-09 | 2019-05-20 |
| Core Capital Securities Limited 凱匯資本證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-15 | 2018-12-28 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-12 | 2017-10-19 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-12 | 2017-10-19 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-04 | 2014-04-28 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-02-04 | 2014-04-28 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-04-06 | 2012-06-01 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-30 | 2012-06-01 |