Michael Siu Kee Mak
麥兆麒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Siu Kee Mak (麥兆麒), a licensed former licensee with CE reference ACA178. This person has 11.0 years of SFC licence history. Total licence records on file: 26.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Core Capital Securities Limited 凱匯資本證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-06-20 | 2018-12-28 |
| Core Capital Securities Limited 凱匯資本證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-15 | 2018-06-20 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-02-23 | 2017-10-19 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2015-07-24 | 2017-10-19 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 4 - Advising on securities | 2015-07-24 | 2017-10-19 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-16 | 2015-07-24 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-07-16 | 2017-10-19 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-07-16 | 2015-07-24 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2013-08-01 | 2015-04-01 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2013-08-01 | 2015-04-01 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-03-04 | 2013-08-01 |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-03-04 | 2015-04-01 |
| Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2013-03-04 | 2015-04-01 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-06 | 2013-01-24 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-07-06 | 2013-01-24 |
| CASH Asset Management Limited 時富資產管理有限公司 |
Rep | Type 9 - Asset management | 2010-07-06 | 2013-01-24 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 - Asset management | 2010-03-04 | 2010-05-27 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-10-19 | 2010-05-27 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-24 | 2010-05-27 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-01-24 | 2010-05-27 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-16 | 2005-10-20 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-08-16 | 2005-10-20 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-10-08 | 2005-05-17 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-10-08 | 2005-05-20 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2004-08-18 | 2004-09-25 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-08-18 | 2004-09-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael Siu Kee Mak during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.