Lei Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei Chen (陈磊), a licensed Responsible Officer with CE reference BOK235. Currently licensed at 1 firm(s): Kings Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kings Securities Limited 乾途證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-12-24 | present |
| Kings Securities Limited 乾途證券有限公司 |
RO | Type 4 - Advising on securities | 2020-12-24 | present |
| Kings Securities Limited 乾途證券有限公司 |
RO | Type 9 - Asset management | 2020-12-24 | present |
| Jingdong Securities Limited 京東証劵有限公司 |
RO | Type 1 - Dealing in securities | 2019-08-13 | 2020-12-18 |
| Jingdong Securities Limited 京東証劵有限公司 |
RO | Type 4 - Advising on securities | 2019-08-13 | 2020-12-18 |
| Jingdong Securities Limited 京東証劵有限公司 |
RO | Type 9 - Asset management | 2019-08-13 | 2020-12-18 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Lei Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kok Fook Chung | Kings Securities Limited | 2020–2026 |
| Zicheng Lu | Kings Securities Limited | 2021–2025 |
| Jiang Zhu | Kings Securities Limited | 2020–2023 |
| Yecheng Liu | Kings Securities Limited | 2023–2026 |
| Bing Gao | Jingdong Securities Limited | 2019–2020 |
| Man Fai Choi | Jingdong Securities Limited | 2019–2020 |
| Pin Zhang | Jingdong Securities Limited | 2019–2020 |
| Qifei Guo | Kings Securities Limited | 2021–2022 |
| Xingzhi Fang | Jingdong Securities Limited | 2019–2020 |
| Kai Chung Leung | Kings Securities Limited | 2025–present |
| Yuan Tian | Jingdong Securities Limited | 2019–2020 |
| Wai Man Mock | Jingdong Securities Limited | 2019–2020 |
| Man Kwong Cheng | Kings Securities Limited | 2020–2021 |
| Siu Kong Tang | Kings Securities Limited | 2026–present |