Yecheng Liu
劉也誠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yecheng Liu (劉也誠), CE reference AWA518. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kings Securities Limited 乾途證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-11-07 | 2026-01-06 |
| Kings Securities Limited 乾途證券有限公司 |
RO | Type 4 — Advising on securities | 2023-11-07 | 2026-01-06 |
| Kings Securities Limited 乾途證券有限公司 |
RO | Type 9 — Asset management | 2023-11-07 | 2026-01-06 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-12 | 2011-09-01 |