Ivan Chuk Cheung Chan
陳祝祥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ivan Chuk Cheung Chan (陳祝祥), a licensed former licensee with CE reference AJB937. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JS Securities Limited 晉商證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-06-27 | 2021-03-25 |
| JS Securities Limited 晉商證券有限公司 |
RO | Type 4 — Advising on securities | 2019-06-27 | 2021-03-25 |
| JS Capital Limited 晉商資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-01-31 | 2020-03-09 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-08-12 | 2018-12-05 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-06-29 | 2018-12-05 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-01 | 2013-08-12 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-01 | 2018-12-05 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-02-05 | 2012-02-03 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-08 | 2012-02-03 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-08 | 2010-04-01 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-12-08 | 2010-02-05 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-01 | 2009-11-26 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-13 | 2009-11-26 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-06-13 | 2009-11-26 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-05-22 | 2007-06-13 |
| AMS Capital Limited 博資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-04-18 | 2007-04-30 |
| Zijing Capital Limited 紫荊融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-03-21 | 2007-03-30 |
| Zijing Capital Limited 紫荊融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-09-19 | 2007-03-21 |