Christophe Kin Ping Lee
李建平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christophe Kin Ping Lee (李建平), CE reference ADV609. Currently licensed at 2 firm(s): Goldman Sachs (Asia) L.L.C., Goldman Sachs (Asia) Securities Limited. Total licence records on file: 47.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2025-09-16 | present |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-09-16 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | 2025-09-16 | present |
| Sun Hung Kai Capital Partners Limited |
RO | Type 1 — Dealing in securities | 2024-01-15 | 2025-06-13 |
| Sun Hung Kai Capital Partners Limited |
RO | Type 4 — Advising on securities | 2024-01-15 | 2025-06-13 |
| Sun Hung Kai Capital Partners Limited |
RO | Type 9 — Asset management | 2024-01-15 | 2025-06-13 |
| Sun Hung Kai Capital Partners Limited |
Rep | Type 1 — Dealing in securities | 2023-12-20 | 2024-01-15 |
| Sun Hung Kai Capital Partners Limited |
Rep | Type 4 — Advising on securities | 2023-12-20 | 2024-01-15 |
| Sun Hung Kai Capital Partners Limited |
Rep | Type 9 — Asset management | 2023-12-20 | 2024-01-15 |
| YRD Asset Management Limited | RO | Type 1 — Dealing in securities | 2023-01-03 | 2023-04-21 |
| YRD Asset Management Limited | RO | Type 4 — Advising on securities | 2023-01-03 | 2023-04-21 |
| YRD Asset Management Limited | RO | Type 9 — Asset management | 2023-01-03 | 2023-04-21 |
| Lotus Asset Management Limited 蓮華資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-11-25 | 2022-08-10 |
| Lotus Asset Management Limited 蓮華資產管理有限公司 |
RO | Type 9 — Asset management | 2019-11-25 | 2022-08-10 |
| Zheng He Capital Management Limited 鄭和資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-06 | 2019-09-19 |
| Zheng He Capital Management Limited 鄭和資本管理有限公司 |
Rep | Type 9 — Asset management | 2019-06-06 | 2019-09-19 |
| Lotus Asset Management Limited 蓮華資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-01-14 | 2019-05-28 |
| Lotus Asset Management Limited 蓮華資產管理有限公司 |
RO | Type 9 — Asset management | 2019-01-14 | 2019-05-28 |
| Setia Partners Limited 賽德資產管理有限公司 |
RO | Type 9 — Asset management | 2015-07-06 | 2018-07-31 |
| Fenex Capital Management Limited 鳳康資本有限公司 |
RO | Type 9 — Asset management | 2014-05-16 | 2014-08-04 |
| FrontPoint Management (Hong Kong), Ltd. | RO | Type 9 — Asset management | 2010-11-01 | 2011-03-31 |
| FrontPoint Management (Hong Kong), Ltd. | Rep | Type 9 — Asset management | 2010-09-28 | 2010-11-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2009-08-03 | 2010-09-01 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2007-09-19 | 2010-09-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-10 | 2009-08-03 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-01-18 | 2010-09-01 |
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 9 — Asset management | 2005-03-01 | 2010-09-01 |
| Sun Hung Kai Research Limited 新鴻基資料研究有限公司 |
RO | Type 4 — Advising on securities | 2004-11-26 | 2005-03-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 4 — Advising on securities | 2004-08-13 | 2010-09-01 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2003-11-19 | 2004-08-24 |
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 1 — Dealing in securities | present | 2010-09-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-04-10 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
RO | Type 1 — Dealing in securities | present | 2007-01-19 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | present | 2003-11-19 |
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 4 — Advising on securities | present | 2010-09-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 4 — Advising on securities | present | 2003-11-19 |
| CES Wealth Management (HK) Limited 光證優越理財（香港）有限公司 |
RO | Type 4 — Advising on securities | present | 2005-03-31 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
RO | Type 4 — Advising on securities | present | 2003-11-19 |
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-11-19 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-11-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-11-19 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-11-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-07-07 |
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 9 — Asset management | present | 2003-11-19 |
| CES Wealth Management (HK) Limited 光證優越理財（香港）有限公司 |
RO | Type 9 — Asset management | present | 2003-11-19 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
RO | Type 9 — Asset management | present | 2003-11-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 9 — Asset management | present | 2003-11-19 |