Markus Christian Thielen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Markus Christian Thielen ( ), a licensed former licensee with CE reference AKS994. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| YRD Asset Management Limited | Rep | Type 1 — Dealing in securities | 2022-06-23 | 2022-09-30 |
| YRD Asset Management Limited | Rep | Type 4 — Advising on securities | 2022-06-23 | 2022-09-30 |
| YRD Asset Management Limited | Rep | Type 9 — Asset management | 2022-06-23 | 2022-09-30 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-05-05 | 2022-01-14 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-18 | 2022-01-14 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-13 | 2020-01-20 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-09-13 | 2020-01-20 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-13 | 2020-01-20 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 9 — Asset management | 2019-09-13 | 2020-01-20 |
| Our Nature Limited |
RO | Type 9 — Asset management | 2016-02-03 | 2019-03-25 |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2014-08-18 | 2015-08-19 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2012-12-12 | 2014-02-20 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2012-12-12 | 2014-02-20 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2012-12-12 | 2014-02-20 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2012-12-12 | 2014-02-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-04-21 | 2007-02-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2004-12-04 | 2007-02-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2004-07-06 | 2007-02-22 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2004-07-06 | 2007-02-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-04 | 2007-02-22 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2004-06-04 | 2007-02-22 |