Ka Fai Law
羅家輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Fai Law (羅家輝), a licensed former licensee with CE reference APH953. This person has 13.4 years of SFC licence history. Total licence records on file: 22.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Super Quantum Capital Management (Hong Kong) Limited 超量子資本管理(香港)有限公司 |
RO | Type 9 - Asset management | 2022-09-26 | 2023-08-31 |
| YRD Asset Management Limited | RO | Type 1 - Dealing in securities | 2022-01-12 | 2022-02-06 |
| YRD Asset Management Limited | RO | Type 4 - Advising on securities | 2022-01-12 | 2022-02-06 |
| YRD Asset Management Limited | RO | Type 9 - Asset management | 2022-01-12 | 2022-02-06 |
| MCM Asia Limited (以曼睿資本名義經營業務) |
RO | Type 1 - Dealing in securities | 2019-11-21 | 2020-06-10 |
| MCM Asia Limited (以曼睿資本名義經營業務) |
RO | Type 2 - Dealing in futures contracts | 2019-11-21 | 2020-06-10 |
| MCM Investment Partners Limited (以曼睿資管名義經營業務) |
RO | Type 9 - Asset management | 2017-11-16 | 2020-06-10 |
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 4 - Advising on securities | 2016-11-10 | 2017-11-16 |
| MCM Asia Limited (以曼睿資本名義經營業務) |
RO | Type 4 - Advising on securities | 2014-04-01 | 2016-11-10 |
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 1 - Dealing in securities | 2013-05-02 | 2017-11-16 |
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 2 - Dealing in futures contracts | 2013-05-02 | 2017-11-16 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2011-04-13 | 2013-02-01 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2011-04-13 | 2013-02-01 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2011-04-13 | 2013-02-01 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2011-04-13 | 2013-02-01 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2011-01-13 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-01 | 2011-01-13 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2007-08-01 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2007-08-01 | 2011-01-13 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2007-08-01 | 2011-01-13 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2007-08-01 | 2011-01-13 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2007-08-01 | 2010-12-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Fai Law during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.