Ching Ho Ng
吳政豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Ho Ng (吳政豪), a licensed former licensee with CE reference AXI359. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2021-03-08 | 2022-08-31 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-02-18 | 2022-08-31 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 9 — Asset management | 2021-02-18 | 2022-08-31 |
| YRD Asset Management Limited | Rep | Type 1 — Dealing in securities | 2019-09-03 | 2020-11-02 |
| YRD Asset Management Limited | RO | Type 4 — Advising on securities | 2019-05-29 | 2020-11-02 |
| YRD Asset Management Limited | RO | Type 9 — Asset management | 2019-05-29 | 2020-11-02 |
| YRD Asset Management Limited | Rep | Type 9 — Asset management | 2019-05-07 | 2019-05-29 |
| Seekers Advisors H.K. Limited | Rep | Type 9 — Asset management | 2017-03-13 | 2018-09-17 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2014-10-09 | 2016-06-07 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-25 | 2012-10-29 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2011-05-25 | 2012-10-29 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2011-05-25 | 2012-10-29 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2011-05-25 | 2012-10-29 |