Ka Ying Sin
冼家瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ying Sin (冼家瑩), a licensed former licensee with CE reference AOD822. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| YRD Asset Management Limited | Rep | Type 1 — Dealing in securities | 2018-03-01 | 2018-08-28 |
| YRD Asset Management Limited | Rep | Type 4 — Advising on securities | 2018-03-01 | 2018-08-28 |
| YRD Asset Management Limited | Rep | Type 9 — Asset management | 2018-03-01 | 2018-08-28 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-30 | 2010-10-22 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-08-30 | 2010-10-22 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-11-16 | 2007-05-05 |