Ashley James Perrott
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ashley James Perrott ( ), a licensed former licensee with CE reference ASC939. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-02-25 | 2018-05-21 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2009-01-02 | 2018-05-21 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2009-01-02 | 2018-05-21 |