Babel Asset Management (HK) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Babel Asset Management (HK) Limited ( ), CE reference BNC312. Current licensed staff on file: 0.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2019-03-18 | 2024-06-18 |
| Type 9 — Asset management | 2019-03-18 | 2024-06-18 |
Licensed staff (all-time) (6)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Gary Hung 洪基立 | RO 4, 9 | 2019-03 | 2022-07 |
| Hongbo Jia 賈紅波 | RO 4, 9 | 2019-03 | 2021-07 |
| Paul Kin Ming Shiu 邵建銘 | RO 4, 9 Rep 9 | 2022-03 | 2023-09 |
| Chi Tai Wong 黃志泰 | RO 4, 9 Rep 4, 9 | 2022-04 | 2023-10 |
| Gang Xia 夏鋼 | RO 4, 9 | 2020-02 | 2022-05 |
| Sing Ma 馬昇 | Rep 4, 9 | 2021-01 | 2022-05 |
Showing 1–6 of 6