Jonathan David Slone

CE No. AAI585 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan David Slone (), a licensed former licensee with CE reference AAI585. This person has 4.1 years of SFC licence history. Total licence records on file: 5.

Information

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Licence history

FirmRoleRegulated activityFromTo
Leucadia Asset Management Limited
RO Type 9 - Asset management 2020-11-03 2021-11-30
Jefferies Hong Kong Limited
富瑞金融集團香港有限公司
Rep Type 1 - Dealing in securities 2019-09-13 2020-10-14
CLSA Limited
中信里昂證券有限公司
Rep Type 1 - Dealing in securities 2018-02-01 2018-02-01
CLSA Limited
中信里昂證券有限公司
RO Type 1 - Dealing in securities 2018-02-01 2019-04-12
CLSA Limited
中信里昂證券有限公司
Rep Type 1 - Dealing in securities 2007-07-03 2008-03-14

Worked alongside

The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Jonathan David Slone during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Paul Kin Ming Shiu Leucadia Asset Management Limited 2020–2021

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