Yang Shu
舒洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang Shu (舒洋), CE reference BSG483. Currently licensed at 1 firm(s): Midas Securities Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Midas Securities Limited 金源證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-01-12 | present |
| Midas Securities Limited 金源證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-01-12 | present |
| Midas Securities Limited 金源證券有限公司 |
RO | Type 9 — Asset management | 2022-11-29 | present |
| Midas Securities Limited 金源證券有限公司 |
Rep | Type 9 — Asset management | 2022-08-08 | 2022-11-29 |