Jian Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jian Wu (武劍), a licensed Responsible Officer with CE reference BPG765. Currently licensed at 1 firm(s): Midas Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.2 years of SFC licence history. Total licence records on file: 9.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Midas Securities Limited 金源證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-07-27 | present |
| Midas Securities Limited 金源證券有限公司 |
RO | Type 4 - Advising on securities | 2022-07-27 | present |
| Midas Securities Limited 金源證券有限公司 |
RO | Type 9 - Asset management | 2022-07-27 | present |
| Midas Securities Limited 金源證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-12 | 2022-07-27 |
| Midas Securities Limited 金源證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-07-12 | 2022-07-27 |
| Midas Securities Limited 金源證券有限公司 |
Rep | Type 9 - Asset management | 2022-07-12 | 2022-07-27 |
| Vision Asset Management (HK) Limited 允升資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2020-06-16 | 2022-07-09 |
| Vision Asset Management (HK) Limited 允升資產管理有限公司 |
RO | Type 9 - Asset management | 2020-06-16 | 2022-07-09 |
| Vision Asset Management (HK) Limited 允升資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-06-10 | 2022-07-09 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Jian Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yang Shu | Midas Securities Limited | 2022–present |
| Terry Wai Wa Leung | Midas Securities Limited | 2022–present |
| Xiaofei He | Midas Securities Limited | 2022–present |
| Yingfei Xu | Vision Asset Management (HK) Limited | 2020–2022 |
| Allan Bing Hang So | Vision Asset Management (HK) Limited | 2020–2021 |
| Chun Kit Heung | Vision Asset Management (HK) Limited | 2021–2022 |
| Ka Min Lung | Midas Securities Limited | 2022 |