Shui Sum Chan
陳瑞心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shui Sum Chan (陳瑞心), a licensed former licensee with CE reference AQM171. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-25 | 2023-04-30 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-08-25 | 2023-04-30 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-09-17 | 2022-07-22 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-06 | 2022-07-22 |