Jason Kwan Ho Lee
李君豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jason Kwan Ho Lee (李君豪), a licensed Representative with CE reference AWW455. Currently licensed at 1 firm(s): Citigroup Global Markets Asia Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-07-02 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-04-10 | 2019-01-29 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2013-02-01 | 2019-01-29 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2012-03-19 | 2019-01-29 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2012-03-19 | 2019-01-29 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2011-03-07 | 2012-03-19 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2011-03-07 | 2012-03-19 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2011-03-07 | 2012-03-19 |