Nim Cho Lo
羅念祖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nim Cho Lo (羅念祖), CE reference AKI447. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MizMaa Ventures Limited |
RO | Type 1 — Dealing in securities | 2016-06-02 | 2022-10-31 |
| MizMaa Ventures Limited |
RO | Type 4 — Advising on securities | 2016-06-02 | 2022-10-31 |
| MizMaa Ventures Limited |
RO | Type 9 — Asset management | 2015-01-15 | 2022-10-31 |
| Serica Partners Limited 博望資本有限公司 |
RO | Type 9 — Asset management | 2014-08-22 | 2015-01-15 |
| Serica Partners Limited 博望資本有限公司 |
Rep | Type 9 — Asset management | 2009-02-26 | 2014-08-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2004-04-06 | 2009-01-22 |