Tony Ming Lok Chung
鍾明烙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tony Ming Lok Chung (鍾明烙), a licensed former licensee with CE reference AAF326. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | 2003-09-11 | 2005-10-05 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-03 | 2004-04-30 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-09-03 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 4 — Advising on securities | present | 2003-09-03 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-09-03 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 9 — Asset management | present | 2003-09-03 |