Derek Lap Tak Tam
談立德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Derek Lap Tak Tam (談立德), a licensed former licensee with CE reference AOX158. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Segantii Capital Management Limited | Rep | Type 9 — Asset management | 2009-03-11 | 2014-03-21 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-06-23 | 2009-03-03 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-06-23 | 2009-03-03 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-06-23 | 2009-03-03 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-22 | 2008-04-30 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2007-05-22 | 2008-04-30 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2007-05-22 | 2008-04-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2007-05-22 | 2008-04-30 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2007-05-22 | 2008-04-30 |