Cortina Capital Asset Management Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cortina Capital Asset Management Limited ( ), a Hong Kong-based licensed corporation with CE reference BOZ862. Currently licensed for regulated activity type(s) 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 4 (total recorded over time: 7). Earliest licence on file: 2021-10-15.
- Registered address:
- Suite 37, 10/F, Champion Tower, 3 Garden Road, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | 2021-10-15 | present |
| Type 9 - Asset management | 2021-10-15 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (7)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chi-Ming Wang 王啓銘 | RO 4, 9 | 2023-12 | Present |
| Alex Pin-der Wu 吳品德 | RO 4, 9 | 2021-10 | Present |
| Betty Wai Man Lo 盧慧敏 | Rep 4, 9 | 2022-08 | Present |
| Mei Ying Lu 呂美瑩 | Rep 4, 9 | 2022-10 | Present |
| Ka Wai Ng 伍家慧 | RO 4, 9 Rep 4, 9 | 2022-11 | 2026-04 |
| Stephen Nai Bun Sum 岑乃彬 | RO 4, 9 | 2021-10 | 2023-01 |
| Andy Yan Wing Chan 陳欣永 | Rep 4, 9 | 2023-03 | 2025-07 |
Showing 1–7 of 7
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