Yu Pang Tang
湯汝鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Pang Tang (湯汝鵬), a licensed former licensee with CE reference BEQ562. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-03-26 | 2023-04-06 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-03-26 | 2023-04-06 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
RO | Type 9 — Asset management | 2019-03-26 | 2023-04-06 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-09 | 2019-03-26 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-01-09 | 2019-03-26 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-01-09 | 2019-03-26 |