Rita Wing Nga Chiu
趙詠雅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rita Wing Nga Chiu (趙詠雅), a licensed former licensee with CE reference AUR827. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-29 | 2021-06-21 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-29 | 2021-06-21 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-10-29 | 2021-06-21 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-28 | 2019-08-01 |
| Avenue Asset Management Limited 道信資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-11-28 | 2019-08-01 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
RO | Type 4 — Advising on securities | 2017-11-28 | 2019-08-01 |
| Avenue Asset Management Limited 道信資產管理有限公司 |
RO | Type 9 — Asset management | 2017-11-28 | 2019-08-01 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
RO | Type 9 — Asset management | 2017-11-28 | 2019-08-01 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-09 | 2017-11-28 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-09 | 2017-11-28 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 9 — Asset management | 2017-03-09 | 2017-11-28 |
| Avenue Asset Management Limited 道信資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-12-09 | 2017-11-28 |
| Avenue Asset Management Limited 道信資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-12-09 | 2017-11-28 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2015-08-18 | 2016-11-22 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
RO | Type 4 — Advising on securities | 2015-08-18 | 2016-11-22 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
RO | Type 9 — Asset management | 2015-08-18 | 2016-11-22 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-16 | 2015-08-18 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 9 — Asset management | 2011-12-16 | 2015-08-18 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-05 | 2011-11-02 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-05 | 2011-06-30 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 7 — Providing automated trading services | 2010-03-05 | 2011-08-30 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-03-05 | 2011-11-02 |