Cheng-Yu Tsai
蔡承祐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheng-Yu Tsai (蔡承祐), a licensed former licensee with CE reference AYQ016. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-14 | 2020-11-20 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-14 | 2020-11-20 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-01-14 | 2020-11-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-06 | 2015-08-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 9 — Asset management | 2012-09-06 | 2015-08-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-06 | 2012-08-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 9 — Asset management | 2011-12-06 | 2012-08-06 |