Adrian Alan Wan Tsun Chan
陳弘俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adrian Alan Wan Tsun Chan (陳弘俊), a licensed former licensee with CE reference AFV840. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2006-10-09 | 2009-11-28 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
RO | Type 4 — Advising on securities | 2006-10-09 | 2009-11-28 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-10-09 | 2009-11-28 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-15 | 2006-10-09 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-07-15 | 2006-10-09 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-07-15 | 2006-10-09 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | 2005-02-16 | 2005-06-15 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-06-15 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-06-15 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-12 |