Sammy Chi Kin Ho
何子建
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sammy Chi Kin Ho (何子建), a licensed former licensee with CE reference ADW989. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Atherton Asset Management Limited 尚金資產管理有限公司 |
RO | Type 9 — Asset management | 2014-05-26 | 2022-12-31 |
| Atherton Asset Management Limited 尚金資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-07-22 | 2014-05-26 |
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-09-30 |
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-09-30 |
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-09-30 |
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-09-30 |
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-09-30 |