Kai Wah Chan
陳啟華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Wah Chan (陳啟華), a licensed former licensee with CE reference AAF083. This person has 18.0 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Taiping Capital Limited 太平融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-07-01 | 2022-07-01 |
| Taiping Capital Limited 太平融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-07-07 | 2022-07-01 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2014-03-29 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2014-03-29 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2014-03-29 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2014-03-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Wah Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.