David See Wing Yao
姚思榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David See Wing Yao (姚思榮), CE reference AOB931. Currently licensed at 1 firm(s): Chocolate Asset Management Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chocolate Asset Management Limited 巧力資產管理有限公司 |
RO | Type 9 — Asset management | 2017-09-04 | present |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-06 | 2015-05-30 |
| Citadel Asia Limited | Rep | Type 9 — Asset management | 2006-10-31 | 2009-03-03 |