Dorothy Kwok Cheung Lau
劉幗璋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dorothy Kwok Cheung Lau (劉幗璋), a licensed Responsible Officer with CE reference AEY067. Currently licensed at 1 firm(s): Chocolate Asset Management Limited. Active regulated activities: Type 9 - Asset management. This person has 17.0 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chocolate Asset Management Limited 巧力資產管理有限公司 |
RO | Type 9 - Asset management | 2017-09-04 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-10-05 | 2015-06-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-08-24 | 2015-06-16 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-24 | 2010-12-16 |
| Minerva Capital Management Limited | RO | Type 9 - Asset management | 2009-06-19 | 2010-02-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-04-15 | 2009-05-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-04-15 | 2009-05-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-09-25 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-09-25 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-09-25 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-09-25 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-25 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-09-25 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-09-25 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Dorothy Kwok Cheung Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kan Fung Li | Chocolate Asset Management Limited | 2017–present |
| David See Wing Yao | Chocolate Asset Management Limited | 2017–present |
| Chien Suen Gwee | Chocolate Asset Management Limited | 2018–2023 |
| Jonathan Garrick | Chocolate Asset Management Limited | 2023–present |
| Chun Ho Ho | Chocolate Asset Management Limited | 2019–2021 |
| Peter George Williamson | Chocolate Asset Management Limited | 2021–2022 |
| Stanley Chi Pang Ku | Minerva Capital Management Limited | 2009–2010 |
| Cheung Kuo | Chocolate Asset Management Limited | 2019–2020 |
| Joel Tilly | Minerva Capital Management Limited | 2009–2010 |
| Malcolm Ross John Wood | Minerva Capital Management Limited | 2009–2010 |
| Fu Wing Lau | Chocolate Asset Management Limited | 2021 |