Alfred Kai Shing Ho
何啟承
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alfred Kai Shing Ho (何啟承), CE reference ABA906. Currently licensed at 1 firm(s): Gavekal Capital Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gavekal Capital Limited | RO | Type 9 — Asset management | 2007-03-01 | present |
| Marshall Wace Gavekal Asia Limited | RO | Type 9 — Asset management | 2008-06-30 | 2013-04-30 |
| Gavekal Capital Limited | Rep | Type 9 — Asset management | 2006-11-23 | 2007-03-01 |
| Asia Absolute Advisors Limited |
RO | Type 4 — Advising on securities | 2004-08-19 | 2006-11-11 |
| Asia Absolute Advisors Limited |
RO | Type 5 — Advising on futures contracts | 2004-08-19 | 2006-11-11 |
| Asia Absolute Advisors Limited |
RO | Type 9 — Asset management | 2004-08-19 | 2006-11-11 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2003-10-28 | 2004-04-13 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 1 — Dealing in securities | present | 2004-04-13 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2004-04-13 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 4 — Advising on securities | present | 2004-04-13 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 5 — Advising on futures contracts | present | 2004-04-13 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-10-27 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 6 — Advising on corporate finance | present | 2003-10-27 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
RO | Type 9 — Asset management | present | 2004-04-13 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 9 — Asset management | present | 2004-04-13 |