Barry Wai Kong Lo
羅煒剛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Barry Wai Kong Lo (羅煒剛), a licensed Responsible Officer with CE reference ABC563. Currently licensed at 1 firm(s): Daoshan Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 17.3 years of SFC licence history. Total licence records on file: 22.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daoshan Securities Limited 道山证券有限公司 |
RO | Type 1 - Dealing in securities | 2026-06-29 | present |
| Granville Financial Services Company Limited 均富金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2017-11-21 | 2023-11-30 |
| Granville Financial Services Company Limited 均富金融服務有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-11-21 | 2023-11-30 |
| Dakin Securities Limited 德健證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-04-12 | 2016-08-31 |
| Dakin Securities Limited 德健證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-04-12 | 2016-08-31 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-12-02 | 2016-04-11 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-14 | 2014-12-02 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-08-08 | 2014-10-21 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 4 - Advising on securities | 2012-11-22 | 2012-12-06 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 1 - Dealing in securities | 2012-06-15 | 2012-12-06 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-06-15 | 2012-12-06 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-07 | 2012-02-29 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-12-07 | 2012-02-29 |
| South West Capital Limited 西南融資有限公司 |
RO | Type 1 - Dealing in securities | 2011-06-30 | 2011-09-30 |
| South West Capital Limited 西南融資有限公司 |
RO | Type 2 - Dealing in futures contracts | 2011-06-30 | 2011-09-30 |
| Funderstone Securities Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2011-06-26 |
| Funderstone Futures Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2011-06-26 |
| Funderstone Securities Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-24 |
| Funderstone Futures Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-01-24 |
| Funderstone Securities Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-24 |
| Funderstone Futures Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-01-24 |
| Funderstone Securities Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-01-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Barry Wai Kong Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.