Barry Wai Kong Lo
羅煒剛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Barry Wai Kong Lo (羅煒剛), a licensed former licensee with CE reference ABC563. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Granville Financial Services Company Limited 均富金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-21 | 2023-11-30 |
| Granville Financial Services Company Limited 均富金融服務有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-11-21 | 2023-11-30 |
| Dakin Securities Limited 德健證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-04-12 | 2016-08-31 |
| Dakin Securities Limited 德健證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-04-12 | 2016-08-31 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-12-02 | 2016-04-11 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-14 | 2014-12-02 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-08-08 | 2014-10-21 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 4 — Advising on securities | 2012-11-22 | 2012-12-06 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-06-15 | 2012-12-06 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-06-15 | 2012-12-06 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-07 | 2012-02-29 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-12-07 | 2012-02-29 |
| South West Capital Limited 西南融資有限公司 |
RO | Type 1 — Dealing in securities | 2011-06-30 | 2011-09-30 |
| South West Capital Limited 西南融資有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-06-30 | 2011-09-30 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | present | 2011-06-26 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | present | 2011-06-26 |
| Funderstone Securities Limited | Rep | Type 4 — Advising on securities | present | 2005-01-24 |
| Funderstone Futures Limited | Rep | Type 5 — Advising on futures contracts | present | 2005-01-24 |
| Funderstone Securities Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-01-24 |
| Funderstone Futures Limited | Rep | Type 9 — Asset management | present | 2005-01-24 |
| Funderstone Securities Limited | Rep | Type 9 — Asset management | present | 2005-01-24 |