Stephen Chi Shing Kwan
關志誠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Chi Shing Kwan (關志誠), a licensed former licensee with CE reference ACH541. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Funderstone Asset Management (HK) Limited | RO | Type 4 — Advising on securities | 2007-05-18 | 2007-12-31 |
| Funderstone Asset Management (HK) Limited | RO | Type 5 — Advising on futures contracts | 2007-05-18 | 2007-12-31 |
| Funderstone Asset Management (HK) Limited | RO | Type 9 — Asset management | 2007-05-18 | 2007-12-31 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | present | 2007-12-31 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | present | 2007-12-31 |
| Funderstone Securities Limited | Rep | Type 4 — Advising on securities | present | 2005-01-20 |
| Funderstone Futures Limited | Rep | Type 5 — Advising on futures contracts | present | 2005-01-20 |
| Funderstone Securities Limited | Rep | Type 6 — Advising on corporate finance | present | 2007-12-31 |
| Funderstone Futures Limited | Rep | Type 9 — Asset management | present | 2007-12-31 |
| Funderstone Securities Limited | Rep | Type 9 — Asset management | present | 2007-12-31 |