Jenny Pik Ha Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jenny Pik Ha Chan (陳碧夏), a licensed Representative with CE reference AAE806. Currently licensed at 2 firm(s): KGI Asia Limited, KGI Futures (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 22.8 years of SFC licence history. Total licence records on file: 22.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | present |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-04-20 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-04-20 | 2017-10-02 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-20 | 2011-10-20 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-05-20 | 2011-10-20 |
| ImPac Asset Management (HK) Limited 欣佩投資管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2007-02-15 | 2011-04-21 |
| ImPac Asset Management (HK) Limited 欣佩投資管理(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2007-02-15 | 2011-04-21 |
| ImPac Asset Management (HK) Limited 欣佩投資管理(香港)有限公司 |
RO | Type 9 - Asset management | 2007-02-15 | 2011-04-21 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2005-12-19 | 2010-07-15 |
| Funderstone Asset Management (HK) Limited | RO | Type 4 - Advising on securities | 2005-12-19 | 2011-04-21 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 4 - Advising on securities | 2005-12-19 | 2010-07-15 |
| Funderstone Asset Management (HK) Limited | RO | Type 5 - Advising on futures contracts | 2005-12-19 | 2011-04-21 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-12-19 | 2010-07-15 |
| Funderstone Asset Management (HK) Limited | RO | Type 9 - Asset management | 2005-12-19 | 2011-04-21 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 9 - Asset management | 2005-12-19 | 2010-07-15 |
| Funderstone Securities Limited | RO | Type 1 - Dealing in securities | Pre-2003 | 2011-04-21 |
| Funderstone Futures Limited | RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2011-04-21 |
| Funderstone Securities Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2011-04-21 |
| Funderstone Futures Limited | RO | Type 5 - Advising on futures contracts | Pre-2003 | 2011-04-21 |
| Funderstone Securities Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2011-04-21 |
| Funderstone Futures Limited | RO | Type 9 - Asset management | Pre-2003 | 2011-04-21 |
| Funderstone Securities Limited | RO | Type 9 - Asset management | Pre-2003 | 2011-04-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jenny Pik Ha Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.