Andy Wai Hung Lam
林偉雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andy Wai Hung Lam (林偉雄), a licensed former licensee with CE reference ADB647. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| XHK Limited | Rep | Type 1 — Dealing in securities | 2025-05-19 | 2025-10-31 |
| XHK Limited | Rep | Type 2 — Dealing in futures contracts | 2025-05-19 | 2025-10-31 |
| Innovax Asset Management Limited 創陞資產管理有限公司 |
RO | Type 9 — Asset management | 2022-07-18 | 2025-03-07 |
| Innovax Asset Management Limited 創陞資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-05-24 | 2022-07-18 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2007-06-05 | 2022-04-08 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2007-06-05 | 2022-04-08 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 7 — Providing automated trading services | 2007-06-05 | 2011-08-30 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 9 — Asset management | 2007-06-05 | 2022-04-08 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-06-05 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2007-06-05 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-26 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2007-06-05 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | present | 2007-06-05 |