Hin Man Chan
陳獻文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hin Man Chan (陳獻文), CE reference ADC330. Currently licensed at 2 firm(s): CITIC Securities Futures (HK) Limited, CITIC Securities Brokerage (HK) Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-01-13 | present |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-10 | present |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-12-24 | 2013-12-18 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-04-10 | 2008-12-01 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | present | 2006-03-31 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | present | 2006-03-31 |
| Funderstone Securities Limited | Rep | Type 4 — Advising on securities | present | 2005-01-20 |
| Funderstone Futures Limited | Rep | Type 5 — Advising on futures contracts | present | 2005-01-20 |
| Funderstone Securities Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-01-20 |
| Funderstone Futures Limited | Rep | Type 9 — Asset management | present | 2005-01-20 |
| Funderstone Securities Limited | Rep | Type 9 — Asset management | present | 2005-01-20 |