Mandy Man Yi Wan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mandy Man Yi Wan (尹敏兒), a licensed Responsible Officer with CE reference BBQ502. Currently licensed at 1 firm(s): Wells Fargo Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 12.9 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RO | Type 2 - Dealing in futures contracts | 2022-11-02 | present |
| Wells Fargo Securities Asia Limited | RO | Type 1 - Dealing in securities | 2017-05-17 | present |
| Wells Fargo Securities Asia Limited | RO | Type 4 - Advising on securities | 2017-05-17 | present |
| Wells Fargo Securities Asia Limited | RO | Type 9 - Asset management | 2020-12-17 | 2023-02-24 |
| Wells Fargo Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2014-04-29 | 2017-05-17 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 - Advising on securities | 2014-04-29 | 2017-05-17 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-25 | 2014-03-10 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-07-25 | 2014-03-10 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-07-25 | 2014-03-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mandy Man Yi Wan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.