Taichi Takahashi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Taichi Takahashi (高橋太一), a licensed Responsible Officer with CE reference AZY880. Currently licensed at 2 firm(s): UBS Securities Hong Kong Limited, UBS Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 7 - Providing automated trading services. This person has 14.0 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RO | Type 7 - Providing automated trading services | 2017-10-24 | present |
| UBS Securities Asia Limited | RO | Type 1 - Dealing in securities | 2017-08-21 | present |
| UBS Securities Hong Kong Limited | RO | Type 1 - Dealing in securities | 2017-08-21 | present |
| UBS Securities Asia Limited | RO | Type 2 - Dealing in futures contracts | 2017-08-21 | present |
| UBS Securities Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2017-08-21 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2013-11-18 | 2015-07-18 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2013-11-18 | 2017-08-21 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2013-11-18 | 2015-07-18 |
| UBS Securities Hong Kong Limited | RO | Type 1 - Dealing in securities | 2013-04-18 | 2013-11-18 |
| UBS Securities Asia Limited | RO | Type 2 - Dealing in futures contracts | 2013-04-18 | 2013-11-18 |
| UBS Derivatives Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2013-04-18 | 2013-11-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2012-08-17 | 2017-08-21 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2012-08-17 | 2013-04-18 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2012-08-17 | 2013-04-18 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2012-08-17 | 2013-04-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Taichi Takahashi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.