Christopher John Craig-Wood
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher John Craig-Wood ( ), a licensed former licensee with CE reference AJL555. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | RO | Type 2 — Dealing in futures contracts | 2014-03-27 | 2016-03-15 |
| UBS Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2011-01-11 | 2016-03-15 |
| UBS Derivatives Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2011-01-11 | 2016-03-15 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2010-07-27 | 2011-01-11 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2010-05-25 | 2016-03-15 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2010-05-25 | 2014-03-27 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2010-05-25 | 2011-01-11 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-12 | 2004-04-12 |