So Yi Ng
吳素宜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for So Yi Ng (吳素宜), a licensed Responsible Officer with CE reference AYY618. Currently licensed at 1 firm(s): Fargo Space Partners Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.0 years of SFC licence history. Total licence records on file: 22.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fargo Space Partners Limited | RO | Type 4 - Advising on securities | 2025-03-18 | present |
| Fargo Space Partners Limited | RO | Type 9 - Asset management | 2025-03-18 | present |
| Gentleman Capital Limited 紳士資本有限公司 |
Rep | Type 4 - Advising on securities | 2024-07-30 | 2025-03-01 |
| Gentleman Capital Limited 紳士資本有限公司 |
Rep | Type 9 - Asset management | 2024-07-30 | 2025-03-01 |
| Goldhorse Securities Limited 金馬證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-12-20 | 2022-12-15 |
| Goldhorse Securities Limited 金馬證券有限公司 |
RO | Type 4 - Advising on securities | 2021-12-20 | 2022-12-15 |
| Goldhorse Securities Limited 金馬證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-13 | 2021-12-20 |
| Goldhorse Securities Limited 金馬證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-05-13 | 2021-12-20 |
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-07-09 | 2021-01-29 |
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-06-11 | 2021-01-29 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2019-02-25 | 2020-05-17 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-02-25 | 2020-05-17 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-06 | 2019-02-18 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-09-06 | 2019-02-18 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-04 | 2017-08-23 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-08-04 | 2017-08-23 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-04 | 2017-08-23 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-28 | 2016-07-12 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-06-28 | 2016-07-12 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-01-09 | 2016-04-15 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-09 | 2016-04-15 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-08 | 2013-07-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as So Yi Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.