Alexander Henry McDougall
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander Henry McDougall, a licensed Responsible Officer with CE reference AWH550. Currently licensed at 1 firm(s): Schroder Investment Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.5 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2019-07-15 | present |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2019-07-15 | present |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2019-07-15 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2019-05-20 | 2019-07-15 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2019-05-20 | 2019-07-15 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2019-05-20 | 2019-07-15 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 - Dealing in securities | 2012-11-28 | 2013-02-18 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-11-28 | 2013-02-18 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2012-11-28 | 2013-02-18 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 - Asset management | 2012-11-28 | 2013-02-18 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-18 | 2013-02-18 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 - Asset management | 2010-11-18 | 2013-02-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alexander Henry McDougall during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.