Roger Yee Ho Lau
劉以浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roger Yee Ho Lau (劉以浩), CE reference ASS671. Currently licensed at 1 firm(s): Sun Life Asset Management (HK) Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2026-03-17 | present |
| Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2026-03-17 | present |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2022-09-22 | 2025-11-04 |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2022-09-22 | 2025-11-04 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-03-01 | 2022-09-22 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2010-03-01 | 2025-11-04 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-02-09 | 2022-09-22 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-05 | 2010-01-28 |