Dimitrios Kavvathas
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dimitrios Kavvathas, a licensed Responsible Officer with CE reference ASN702. Currently licensed at 1 firm(s): Harmony Advisors Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.7 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harmony Advisors Limited 喜望利顧問有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-01-09 | present |
| Harmony Advisors Limited 喜望利顧問有限公司 |
RO | Type 4 - Advising on securities | 2018-01-09 | present |
| Harmony Advisors Limited 喜望利顧問有限公司 |
RO | Type 1 - Dealing in securities | 2016-06-06 | present |
| Harmony Advisors Limited 喜望利顧問有限公司 |
RO | Type 9 - Asset management | 2016-06-06 | present |
| VTB Capital Hong Kong Limited | RO | Type 1 - Dealing in securities | 2014-01-08 | 2014-06-03 |
| VTB Capital Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2013-11-08 | 2014-01-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 5 - Advising on futures contracts | 2011-05-20 | 2013-02-28 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
RO | Type 5 - Advising on futures contracts | 2011-05-20 | 2013-02-28 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 - Dealing in securities | 2009-05-14 | 2013-02-28 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2009-05-14 | 2013-02-28 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2009-03-09 | 2009-05-14 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-03-09 | 2009-05-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dimitrios Kavvathas during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.