Yi Pan
潘藝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Pan (潘藝), a licensed former licensee with CE reference BPG386. This person has 1.7 years of SFC licence history. Total licence records on file: 6.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 4 - Advising on securities | 2020-11-03 | 2021-11-03 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 9 - Asset management | 2020-11-03 | 2021-11-03 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-09 | 2021-11-03 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-10-09 | 2021-11-03 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-01-09 | 2020-08-21 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-01-09 | 2020-08-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yi Pan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.