Angel Lai Yan Young
楊麗茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Angel Lai Yan Young (楊麗茵), CE reference AJI839. Currently licensed at 2 firm(s): Harmony Capital International Limited, Harmony Advisors Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harmony Capital International Limited | RO | Type 6 — Advising on corporate finance | 2022-06-07 | present |
| Harmony Advisors Limited 喜望利顧問有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-01-09 | present |
| Harmony Advisors Limited 喜望利顧問有限公司 |
RO | Type 4 — Advising on securities | 2018-01-09 | present |
| Harmony Advisors Limited 喜望利顧問有限公司 |
RO | Type 1 — Dealing in securities | 2016-02-16 | present |
| Harmony Advisors Limited 喜望利顧問有限公司 |
RO | Type 9 — Asset management | 2016-02-16 | present |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-04 | 2016-02-16 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 9 — Asset management | 2015-11-04 | 2016-02-16 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | 2011-06-09 | 2015-06-18 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2004-01-06 | 2015-06-18 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-01-06 | 2015-06-18 |