Angel Lai Yan Young
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Angel Lai Yan Young (楊麗茵), a licensed Responsible Officer with CE reference AJI839. Currently licensed at 2 firm(s): Harmony Capital International Limited, Harmony Advisors Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 22.2 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harmony Capital International Limited | RO | Type 6 - Advising on corporate finance | 2022-06-07 | present |
| Harmony Advisors Limited 喜望利顧問有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-01-09 | present |
| Harmony Advisors Limited 喜望利顧問有限公司 |
RO | Type 4 - Advising on securities | 2018-01-09 | present |
| Harmony Advisors Limited 喜望利顧問有限公司 |
RO | Type 1 - Dealing in securities | 2016-02-16 | present |
| Harmony Advisors Limited 喜望利顧問有限公司 |
RO | Type 9 - Asset management | 2016-02-16 | present |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-04 | 2016-02-16 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 9 - Asset management | 2015-11-04 | 2016-02-16 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | 2011-06-09 | 2015-06-18 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2004-01-06 | 2015-06-18 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-01-06 | 2015-06-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Angel Lai Yan Young during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.