- Jones Tristram David Miners
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for - Jones Tristram David Miners ( ), a licensed former licensee with CE reference BMN427. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-03 | 2020-09-30 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-01-03 | 2020-09-30 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 4 — Advising on securities | 2020-01-03 | 2020-09-30 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 9 — Asset management | 2020-01-03 | 2020-09-30 |
| BFAM Partners (Hong Kong) Limited | Rep | Type 9 — Asset management | 2018-03-19 | 2019-01-03 |