Lian Ai Thor
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lian Ai Thor ( ), a licensed former licensee with CE reference AOV963. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-01 | 2023-05-10 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-01 | 2023-05-10 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-09 | 2008-06-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-05-09 | 2008-06-30 |