Yu Chen
陳宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Chen (陳宇), CE reference BLN446. Currently licensed at 1 firm(s): Flow Capital Partners Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Flow Capital Partners Limited 琛資本香港有限公司 |
RO | Type 1 — Dealing in securities | 2025-09-01 | present |
| Flow Capital Partners Limited 琛資本香港有限公司 |
RO | Type 4 — Advising on securities | 2025-09-01 | present |
| Flow Capital Partners Limited 琛資本香港有限公司 |
RO | Type 9 — Asset management | 2025-09-01 | present |
| Flow Capital Partners Limited 琛資本香港有限公司 |
Rep | Type 4 — Advising on securities | 2024-10-10 | 2025-09-01 |
| Flow Capital Partners Limited 琛資本香港有限公司 |
Rep | Type 9 — Asset management | 2024-10-10 | 2025-09-01 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-03 | 2023-07-25 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-11-03 | 2023-07-25 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-23 | 2023-07-25 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 9 — Asset management | 2020-10-23 | 2023-07-25 |
| Transpac Capital Limited 匯亞資金管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-02 | 2020-09-30 |
| Transpac Capital Limited 匯亞資金管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-06-02 | 2020-09-30 |
| Transpac Capital Limited 匯亞資金管理有限公司 |
Rep | Type 9 — Asset management | 2020-06-02 | 2020-09-30 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-20 | 2020-04-24 |
| HGNH International Securities Co., Limited 橫華國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-15 | 2018-07-17 |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-11-15 | 2018-07-17 |