Yik Ki Yu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yik Ki Yu (余奕淇), a licensed Representative with CE reference ARH744. Currently licensed at 1 firm(s): Cantor Fitzgerald (Hong Kong) Capital Markets Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 13.5 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 - Dealing in securities | 2026-02-27 | present |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 4 - Advising on securities | 2026-02-27 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2022-08-04 | 2026-01-30 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2022-04-11 | 2026-01-30 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2022-04-11 | 2026-01-30 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-02-01 | 2017-12-08 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2008-07-14 | 2017-12-08 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2008-07-14 | 2017-12-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yik Ki Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.